REGULATORY COMPLIANCE
LegalEase Solutions can help you prepare for a challenging regulatory and compliance environment with our comprehensive review and analysis capabilities.
OUR SOLUTION
COMPLIANCE POLICIES, PROCESS AND PROCEDURE
SALES EMAIL
REVIEW
MARKETING MATERIAL REVIEW FOR COMPLIANCE
CONTRACT
COMPLIANCE
ANTI MONEY
LAUNDERING (AML)
AUDIT SUPPORT
DATA PRIVACY
AND INFORMATION
SECURITY AUDIT
GENERAL DATA
PROTECTION
REGULATION (GDPR)
GLOBAL
COMPLIANCE
PRIVACY
AUDITS
REGULATORY
COMPLIANCE
REGULATORY
MAPPING AND
RISK ANALYSIS
REGULATORY
RESEARCH
AND UPDATES
SUSPICIOUS
TRANSACTIONS
REPORTING
Contract
Management
Document
Review
Legal
Operations
Legal
Research
SUCCESS STORY
FORTUNE 500 FINANCIAL ASSET MANAGEMENT COMPANY
90%
Reduction in Compliance Spend
DUE DILIGENCE
FOR M&A
IMPLEMENTED
GOVERNANCE
SUCCESS SNAPSHOT
Fortune 500 financial services company
A global asset management firm required regulatory research updates and due diligence along with suspicious transactions reporting. LegalEase created a tracker and provided monthly regulatory analysis on the Anti Money Laundering and Terrorist Financing Act, Special Economic Measures Act, and Personal Information Protection Act.
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Large insurance provider
A prominent insurance company needed a comprehensive review of its policy files. LegalEase employed a document management strategy, prepared voluminous document summaries, and assisted in drafting and sending letters to individuals whose data may have been compromised. The team also researched and analyzed legal and regulatory requirements pertaining to data breach issues in all 50 States, Canada, and globally.
